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Australian Securities & Investments Commission Notification of proposed change of name of registered scheme Form 5140 Corporations Act 2001 Regulation 5C.1.02 If there is insufficient space in any
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Australian Securities & Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator. It enforces company and financial services laws to protect consumers, investors, and creditors. ASIC also maintains the Australian Securities and Investments Commission Register (ASIC Register), which is a publicly accessible database of information about companies, financial services providers, and other entities.
Various entities and individuals are required to file documents or reports with ASIC. This includes companies, registered business names, financial services providers, auditors, liquidators, and other industry participants. The specific filing requirements vary depending on the type of entity and the applicable laws and regulations.
Filling out forms or reports for ASIC can typically be done online through the ASIC Connect portal. The specific process and requirements will depend on the type of document or report being filed. It is important to ensure that all required information is accurately provided and that any supporting documentation is included.
The purpose of ASIC is to regulate and enforce laws relating to companies and financial services in Australia. This includes promoting the integrity and fairness of the financial market, ensuring investor and consumer protection, and maintaining public confidence in the financial system.
The specific information that must be reported on ASIC forms or reports will depend on the nature of the filing. However, common information that may be required includes details about the entity or individual filing, such as their name and address, information about the business or financial services being provided, and relevant financial information.
The specific deadlines for filing ASIC forms or reports can vary depending on the type of document or report and the applicable legislation. It is advisable to consult ASIC's website or seek professional advice to determine the specific deadline for a particular filing in 2023.
Penalties for late filing of ASIC forms or reports can vary depending on the specific circumstances and the type of document or report. In general, late lodgement fees may be imposed, and repeated non-compliance with filing requirements can lead to further penalties, sanctions, or legal consequences. It is advisable to consult ASIC's guidelines or seek professional advice to understand the potential penalties for late filing.
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