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This report contains a press release from Deutsche Bank regarding its expected financial performance and market conditions for the third quarter of 2007. It discusses forward-looking statements, risks,

How to fill out form 6-k

How to fill out Form 6-K

1. Begin by downloading the Form 6-K from the SEC's website or your local jurisdiction's website.
2. Fill in the issuer's name and SEC file number at the top of the form.
3. List the date of the report at the top of the form.
4. Provide a description of the item being reported, ensuring clarity and conciseness.
5. Attach any relevant documents or exhibits that support the report if applicable.
6. Sign and date the form at the bottom before submission.
7. File the completed Form 6-K electronically through the SEC's EDGAR system.

Who needs Form 6-K?

1. Foreign private issuers that are listed on U.S. exchanges.
2. Companies that need to report significant events or changes to their shareholders.
3. Entities that must provide information required by U.S. securities laws.

People Also Ask about

What is a 6K document?

Form 6‑K is an SEC reporting form under which SEC-registered FPIs provide ongoing disclosure about corporate news. Once an FPI has listed its securities in the United States, the FPI becomes subject to reporting obligations under Section 13 of the US Securities Exchange Act of 1934 (Exchange Act).

What is a 1k form?

A SEC Form 1-K is a form that must be filed annually by issuers that have completed a Tier 2 offering under Regulation A. Companies should understand the types of reporting they have to do as part of a public offering, especially if they are obligated to file Form 1-K.

What is a Form 6-K filing?

The purpose of SEC Form 6-K is that it relieves the burden of dual reporting for certain non-U.S. issuers. The 6-K is also a catchall for material information that arises in between annual and quarterly financial reports.

What are the material events for Form 6-K?

The information required to be furnished pursuant to (i), (ii) or (iii) above is that which is material with respect to the issuer and its subsidiaries concerning: changes in business; changes in management or control; acquisitions or dispositions of assets; bankruptcy or receivership; changes in registrant's

What is the difference between 8k and 6k filing?

Form 8-K has more stringent reporting requirements and is subject to liability under Section 18 of the Securities Exchange Act of 1934, while Form 6-K is not considered "filed" for liability purposes.

What is an 8-K material event?

The SEC Form 8-K Instructions provide that the following events, among others, require the public company, referred to as registrant , to file a Form 8-K outlining the event: entry into or termination of a material definitive agreement, bankruptcy , completion of acquisition or disposition of assets, results of

What is the 6K filing requirement?

Requirements for SEC Form 6-K SEC 6-K forms often include duplicate copies of the foreign private issuer's latest financial reports, such as income statements, balance sheets, and cash flow statements. Apart from annual reports, the 6-K is the only form required of foreign issuers and must be submitted in English.

Is Form 6-K filed or furnished?

Information in Form 6-K is considered “furnished” and not deemed “filed” unless the registrant specifically incorporates it by reference into a filing made under the Securities Act or the Exchange Act, such as into a Form F-1, Form F-3 or Form 20-F.

For pdfFiller’s FAQs

What is Form 6-K?

Form 6-K is a report that foreign companies that are publicly traded in the United States use to inform the U.S. Securities and Exchange Commission (SEC) and investors about significant events that occur between their quarterly or annual reports.

Who is required to file Form 6-K?

Foreign private issuers that have securities traded on U.S. exchanges are required to file Form 6-K to report material information that is made public in their home country or is relevant to their investors.

How to fill out Form 6-K?

To fill out Form 6-K, companies must complete sections that include the issuer's name, the date of the report, and the relevant disclosures. They should ensure that the form is signed by a duly authorized representative and filed with the SEC within four business days of the event.

What is the purpose of Form 6-K?

The purpose of Form 6-K is to provide timely disclosure of important information to U.S. investors about significant events or changes that may impact the issuer's financial status or operations.

What information must be reported on Form 6-K?

Companies must report information such as changes in management, financial results, material agreements, shareholder meetings, and other significant events that are important for investors to know.