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This document is an annual report detailing the proxy voting record of registered management investment companies, specifically The Commerce Funds, for the reporting period July 1, 2008 - June 30,
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How to fill out form n-px
How to fill out FORM N-PX
01
Begin by downloading FORM N-PX from the SEC website or your broker's platform.
02
Identify the specific reporting period for which you are submitting the form.
03
Fill in your company name and SEC file number at the top of the form.
04
List all the votes that are being reported, along with the respective securities and the number of shares voted.
05
Clearly indicate the name of the issuer for each vote and the date of the meeting.
06
Use the required codes to categorize the types of votes (e.g., '1' for 'For', '2' for 'Against', etc.).
07
Review the form for accuracy and completeness.
08
Submit the completed FORM N-PX electronically through the EDGAR system.
Who needs FORM N-PX?
01
Registered management investment companies and institutional investment managers are required to file FORM N-PX.
02
Mutual funds and other investment funds that have proxy voting in their portfolios must also complete this form.
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People Also Ask about
What is a Form N-PX disclosed policy?
The SEC Form N-PX is to be completed by mutual funds and other registered management investment companies to disclose procedures for proxy votes. This details to investors how funds vote proxies related to different securities they hold.
What is form n-px?
Managers required to file Form N-PX will need to disclose, among other information: the issuer of the security; the shareholder meeting date; identification of the matter voted on; the number of shares voted (or zero if no shares were voted); the number of shares that the reporting person loaned and did not recall; how
What is the SEC rule for N-PX?
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is regulated as a money market fund (“money market fund”) under rule 2a-7 under the Investment Company Act of 1940 [15 U.S.C.
What is the new Form N-PX rule?
The new rules mandate that each Form N-PX filer must disclose that its proxy voting records are publicly available on its website and available upon request (free of charge).
What is form n CSRs?
Form N-CSR is a combined reporting form that is to be used for reports of registered management investment companies under Section 30(b)(2) of the Investment Company Act of 1940 (the “Act”) and Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”), filed pursuant to Rule 30b2-1(a) under the
What are the requirements for N-PX?
An Institutional Manager is required to file a Form N-PX for the period July 1 through September 30 of the calendar year in which the manager's final filing on Form 13F is due pursuant to Rule 13f-1 under the Exchange Act; this filing is required to be made not later than March 1 of the immediately following calendar
What is the purpose of the Form N-PX?
SEC Form N-PX is a regulatory document that registered investment funds, including mutual funds and exchange-traded funds, are required to file annually with the SEC. The form provides detailed records of the proxy votes these funds cast on various shareholder matters.
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What is FORM N-PX?
FORM N-PX is a regulatory filing required by the Securities and Exchange Commission (SEC) for registered management investment companies to disclose their proxy voting records.
Who is required to file FORM N-PX?
Registered management investment companies, including mutual funds and closed-end funds, are required to file FORM N-PX.
How to fill out FORM N-PX?
To fill out FORM N-PX, companies must provide detailed information about their proxy votes on specific matters, including the name of the issuer, the meeting date, and how the fund voted on each item.
What is the purpose of FORM N-PX?
The purpose of FORM N-PX is to increase transparency in the proxy voting process and to provide investors with information on how their fund has voted on important corporate issues.
What information must be reported on FORM N-PX?
FORM N-PX must report the name of the issuer, the date of the shareholder meeting, the proposal voted on, and the fund's voting decision (for, against, or abstain) for each proposal.
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