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State of Delaware Department of Insurance Surplus Lines Brokers Procedures Manual V 01-01-2007 Page TABLE OF CONTENTS I Preface ............................................................................................................................................................
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What is surplus lines broker procedures?
Surplus lines broker procedures refer to the set of protocols and actions that a surplus lines broker must follow in order to comply with regulations and laws regarding the placement of insurance coverage with non-admitted insurers.
Who is required to file surplus lines broker procedures?
Surplus lines brokers are required to file surplus lines broker procedures. These brokers are licensed professionals who specialize in placing insurance coverage with non-admitted insurers.
How to fill out surplus lines broker procedures?
The process of filling out surplus lines broker procedures may vary depending on the specific requirements of the regulatory authority. Generally, it involves documenting the broker's procedures for placing insurance coverage with non-admitted insurers, including details of the due diligence process, selection criteria, and compliance with applicable laws and regulations.
What is the purpose of surplus lines broker procedures?
The purpose of surplus lines broker procedures is to ensure that surplus lines brokers are following proper protocols and complying with laws and regulations when placing insurance coverage with non-admitted insurers. These procedures help protect the insured parties and ensure fair practices within the insurance market.
What information must be reported on surplus lines broker procedures?
The specific information that must be reported on surplus lines broker procedures may vary depending on the regulatory authority. Generally, it includes details of the broker's due diligence process, documentation of selection criteria for non-admitted insurers, compliance with laws and regulations, and handling of policyholder funds.
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