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Rules Of Department of Highway Safety and Motor Vehicles Division of Motor Vehicles Chapter 15C-2 General Rules and Procedures for the Bureau of Mobile Home and Recreational Vehicle Construction Rule

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What is rule 15c - 2?

Rule 15c-2 is a Securities and Exchange Commission (SEC) regulation that requires broker-dealers to make and keep records related to customer orders and transactions.

Who is required to file rule 15c - 2?

Broker-dealers are required to file rule 15c-2 and comply with its record-keeping requirements.

How to fill out rule 15c - 2?

To fill out rule 15c-2, broker-dealers need to maintain records related to customer orders, including order tickets, trade confirmations, and account statements.

What is the purpose of rule 15c - 2?

The purpose of rule 15c-2 is to ensure that broker-dealers maintain accurate and complete records of customer orders and transactions for regulatory and compliance purposes.

What information must be reported on rule 15c - 2?

Rule 15c-2 requires the reporting of customer order information, including the type of security, the quantity, price, and time of execution.

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