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FDA 21 CFR part 11 checklist Version: Author: Date: 1 Sigrid Du sci 04/14/09 FDA 21CFR part 11 — checklist Procedures and controls for closed systems Requirement Is the application validated? Is
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How to fill out 21 cfr part 11

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How to fill out 21 CFR Part 11:

01
Understand the requirements: Familiarize yourself with the regulations outlined in 21 CFR Part 11, which sets forth criteria for the use of electronic records and electronic signatures in FDA-regulated industries.
02
Identify applicable systems: Determine which electronic records and electronic signatures fall under the scope of 21 CFR Part 11. This includes systems that are used in the creation, modification, maintenance, archival, retrieval, or transmittal of FDA-required records.
03
Implement appropriate controls: Implement the necessary controls to ensure the integrity, authenticity, and reliability of electronic records and signatures. This may involve establishing user access controls, audit trails, data backup procedures, and security measures to prevent unauthorized access, alteration, or deletion of electronic records.
04
Validate systems: Validate the electronic systems used to generate or maintain electronic records to ensure that they operate correctly and meet the requirements of 21 CFR Part 11. This may involve conducting tests, documenting procedures, and providing evidence that the systems are fit for their intended use.
05
Train personnel: Provide appropriate training to personnel who will be using the electronic systems and handling electronic records. This includes educating them on the regulations, system functionalities, security measures, and their responsibilities when it comes to maintaining the integrity and security of electronic records.
06
Establish documentation practices: Develop and implement procedures for creating, reviewing, approving, and maintaining electronic records and signatures. This should include documenting the necessary information to demonstrate compliance with 21 CFR Part 11, such as system configurations, validation activities, and audit trails.

Who needs 21 CFR Part 11:

01
Companies in FDA-regulated industries: Any company involved in the manufacturing, testing, distribution, or storage of FDA-regulated products, such as pharmaceuticals, medical devices, biologics, or food and beverages, may need to comply with 21 CFR Part 11. This includes both domestic and foreign establishments.
02
Contract research organizations (CROs): CROs that conduct clinical trials or other research on behalf of FDA-regulated companies may also need to comply with 21 CFR Part 11, as they often generate and handle electronic records related to these activities.
03
Electronic record and signature vendors: Vendors that provide electronic record and signature solutions to FDA-regulated companies may need to ensure that their systems and services comply with the requirements of 21 CFR Part 11. This is important for companies that rely on third-party software or services for their electronic records and signatures.
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FDA 21 CFR Part refers to the part of the Code of Federal Regulations that contains regulations enforced by the Food and Drug Administration (FDA) concerning food, drugs, and medical devices.
Manufacturers, importers, and distributors of food, drugs, and medical devices are required to comply with FDA 21 CFR Part regulations.
To fill out FDA 21 CFR Part forms, you need to follow the specific guidelines provided for each section, ensuring accurate information about your product, including details on safety, efficacy, and manufacturing processes.
The purpose of FDA 21 CFR Part is to ensure the safety, efficacy, and quality of food products, pharmaceuticals, and medical devices, thereby protecting public health.
Information that must be reported includes product identification, manufacturing processes, quality control measures, labeling details, and any relevant safety and efficacy data.
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