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REGISTRATION FORM FOR NON-SFC EXAMS* Candidate s Name: Phone: Address: Name of Course/Test: Format for Test (paper/pencil, e-mail, computerized, etc.) Name of Instructor or Contact: Name of Institution/Company:

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What is registration form for non-sfc?

The registration form for non-SFC is a document that must be completed by entities or individuals who are not regulated by the Securities and Futures Commission (SFC) but engage in activities that are regulated by the SFC.

Who is required to file registration form for non-sfc?

Any entity or individual that is not regulated by the SFC but engages in activities that are regulated by the SFC is required to file the registration form for non-SFC.

How to fill out registration form for non-sfc?

To fill out the registration form for non-SFC, you need to provide detailed information about your entity or yourself, including your personal or company details, the nature of the regulated activities you engage in, and any relevant experience or qualifications. The form can typically be obtained from the SFC's official website and should be filled out accurately and completely.

What is the purpose of registration form for non-sfc?

The purpose of the registration form for non-SFC is to ensure that entities or individuals engaging in regulated activities that are not under the direct regulation of the SFC are still compliant with relevant rules and regulations. It helps the SFC monitor and oversee these non-SFC regulated activities for investor protection and market integrity.

What information must be reported on registration form for non-sfc?

The registration form for non-SFC typically requires the reporting of information such as personal or company details, the nature of regulated activities being conducted, details of directors or key personnel, any relevant qualifications or experience, and any conflicts of interest that may arise in relation to the regulated activities.

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