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Turner Co. LLC Respondent CRD No. 43177 S. Cheryl Bauman Respondent Registered Principal CRD No. 2207311 Robert S. Meyer Respondent CRD No. 3074785 Pursuant to NASD Rule 9216 of FINRA s Code of Procedure the above-named Respondents submit this Letter of Acceptance Waiver and Consent AWC for the purpose of proposing a settlement of the alleged rule violations described below. Nothing in this provision affects Respondents rights to take legal or fa...
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JP Turner SEC PDF is a document that is filed with the Securities and Exchange Commission (SEC) by JP Turner and its affiliates. It contains various financial and business information about the company.
JP Turner and its affiliates are required to file the JP Turner SEC PDF with the Securities and Exchange Commission (SEC).
To fill out the JP Turner SEC PDF, you need to gather all the necessary financial and business information about the company, and then follow the instructions provided by the SEC to complete the required sections of the form.
The purpose of the JP Turner SEC PDF is to provide transparency and disclosure of financial and business information about JP Turner and its affiliates to the public and investors. It helps investors make informed decisions and ensures compliance with SEC regulations.
The JP Turner SEC PDF requires the reporting of various financial information, such as balance sheets, income statements, cash flow statements, and other relevant financial data. It also requires disclosure of business operations, executive compensation, and any material events or risks that may impact the company.
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Related Links

Consent Agreements in Date Order : Office of Securities - Maine.gov
13 Jan 2016 ... Site Map |. Search SEC: ... May 17, 2012, Alec Joel Stevens, Consent Agreement - (PDF format). May 2, 2012 ... September 21, 2005, J.P. Turner & Company, LLC, Consent Agreement - (PDF format). September 21, 2005 ...
BrokerCheck - J.P. TURNER & COMPANY, L.L.C.
J.P. TURNER & COMPANY, L.L.C. (CRD# 43177 / SEC# 8-50156). Detailed report (PDF). Firm registration as a brokerage firm and/or investment advisor firm.

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Georgia New_York JPT FINRA Respondents NASD AWC Bauman Meyer 2006 1PT Cheryl 2005 IPT LLC 17a-3 U4 Discip AML Proc DNC NAC ofNASD disclosable U5 MSRB Fonns CRD Wolper Staten Carasick fonner

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