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Risk Based Monitoring in Clinical Trials: a not for profit organization approach Milan, 2013 October 24th Divide Pole, SCD Coordinating, Management and Monitoring Unit, Head Clinical Research Laboratory
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How to fill out risk based monitoring:

01
Understand the purpose: Before filling out the risk based monitoring form, it's essential to have a clear understanding of why it is being done. Risk based monitoring aims to identify and mitigate potential risks in a project or process.
02
Identify key areas: Determine the critical areas that require monitoring. These could include data integrity, participant safety, protocol adherence, and compliance with regulatory requirements.
03
Document risk factors: Identify potential risks associated with each key area. This may include issues such as inadequate training, improper documentation, or non-compliance with standard operating procedures.
04
Evaluate risk severity: Assess the severity of each identified risk. This can be done by considering the likelihood of occurrence and the potential impact on the project or process.
05
Develop monitoring strategies: Based on the identified risks, determine appropriate monitoring strategies. This may include on-site visits, remote data review, source documentation verification, or periodic sponsor audits.
06
Assign monitoring responsibilities: Clearly define and allocate monitoring responsibilities to the relevant team members. This ensures accountability and ensures that the monitoring process is conducted effectively.
07
Implement the monitoring plan: Execute the monitoring plan according to the defined strategies and responsibilities. Monitor the identified key areas consistently and document any observations or findings.
08
Mitigate identified risks: If any risks are found during the monitoring process, take immediate action to mitigate them. This may involve corrective actions, additional training, or changes to protocols or procedures.

Who needs risk based monitoring:

01
Any organization involved in regulated industries, such as pharmaceuticals, clinical research, or healthcare, can benefit from risk based monitoring. It helps ensure compliance with regulatory requirements and enhances patient safety.
02
Research projects or clinical trials that involve human participants can significantly benefit from risk based monitoring. It helps identify potential risks to participants' safety and ensures data integrity.
03
Companies or organizations undertaking complex projects or processes involving high stakes or tight timelines can benefit from risk based monitoring. It helps identify areas of potential risk and allows for proactive measures to be taken to avoid any negative impact.
04
Quality assurance departments within organizations can use risk based monitoring to ensure adherence to standard operating procedures and identify areas for improvement.
In summary, filling out risk based monitoring forms requires understanding the purpose, identifying key areas for monitoring, documenting risk factors, evaluating risk severity, developing monitoring strategies, assigning responsibilities, implementing the plan, and mitigating any identified risks. Risk based monitoring is beneficial for organizations in regulated industries, research projects, complex projects, and quality assurance departments.
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Risk based monitoring is a clinical trial monitoring technique that focuses on identifying and mitigating risks to ensure participant safety and data quality.
Researchers conducting clinical trials are required to implement risk based monitoring.
Risk based monitoring can be filled out by assessing potential risks, developing a monitoring plan, and implementing monitoring activities.
The purpose of risk based monitoring is to enhance the effectiveness and efficiency of clinical trial monitoring while ensuring participant safety and data quality.
Information such as identified risks, monitoring plan, monitoring activities, and actions taken to mitigate risks must be reported on risk based monitoring.
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