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Investment Advisory Disclosures Form ADV Part 2 Harrington Investments, Inc. 1001 2nd Street, Suite 325 Napa, California 94559 T: 7072526166 F: 7072577923 www.harringtoninvestments.com September 30,

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How to fill out investment advisory disclosures form

How to fill out investment advisory disclosures form:

01

Start by carefully reading the form and familiarizing yourself with its sections and requirements.

02

Begin by providing your personal information, including your name, address, and contact details.

03

Identify your investment advisor by filling in their name, firm name, and any relevant registration or license numbers.

04

Disclose any conflicts of interests you may have, such as receiving compensation for recommending specific investments.

05

Provide details about the services you will be providing as an investment advisor, including the types of investments you will be recommending.

06

If applicable, disclose any fees or compensation you will receive for your services.

07

Disclose any disciplinary history or legal actions taken against you or your firm in relation to investment advising.

08

Sign and date the form, acknowledging that all the information provided is accurate and complete.

Who needs investment advisory disclosures form?

01

Individuals or companies who provide investment advisory services to clients.

02

Registered investment advisors who are required by law to disclose certain information to clients.

03

Anyone who wants to establish a level of transparency and trust with their clients by providing full disclosure of their services, fees, and potential conflicts of interest.

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What is investment advisory disclosures form?

Investment advisory disclosures form is a document that investment advisors are required to provide to clients that outlines important information about the advisor's services, fees, potential conflicts of interest, and other key details.

Who is required to file investment advisory disclosures form?

Investment advisors who provide advisory services to clients are required to file the investment advisory disclosures form.

How to fill out investment advisory disclosures form?

Investment advisors can fill out the investment advisory disclosures form by providing accurate and complete information about their services, fees, potential conflicts of interest, and other required details.

What is the purpose of investment advisory disclosures form?

The purpose of the investment advisory disclosures form is to provide clients with important information about the services and fees provided by their investment advisor, as well as any potential conflicts of interest that may exist.

What information must be reported on investment advisory disclosures form?

Investment advisors must report information such as their services, fees, potential conflicts of interest, disciplinary history, and other important details on the investment advisory disclosures form.

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