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EXHIBIT A-1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ECF Case IN RE HERALD, PRIME, AND THEM FUNDS SECURITIES LITIGATION Case No. 09 CIV. 0289 (RMB) This Document Relates to: Case

How to fill out notice of pendency and

How to fill out notice of pendency and:

1. Begin by gathering all the necessary information: Start by collecting all relevant information about the lawsuit for which you are filling out the notice of pendency. This may include the names of the parties involved, the case number, the court where the lawsuit was filed, and the nature of the claim.
2. Identify the correct format: The notice of pendency and, also known as a lis pendens, usually follows a specific format determined by the jurisdiction. Ensure that you have the correct form and understand its requirements. You can often find these forms on the official website of the respective court or consult an attorney for guidance.
3. Fill in the parties' details: Enter the names of the plaintiffs and defendants in the appropriate fields. Provide accurate and complete information to avoid any confusion or potential issues later on.
4. Include the case information: Fill in the case number, the name of the court where the lawsuit is filed, and any other necessary details specific to your jurisdiction. This information helps identify the specific lawsuit related to the notice of pendency.
5. Describe the nature of the claim: Provide a brief explanation of the underlying claim or cause of action. This description should be concise but convey the essential elements of the lawsuit. Consult the applicable laws or regulations to ensure accuracy and completeness.
6. Sign and date the notice: Once you have completed filling out the notice of pendency, sign and date the document as required. Depending on the jurisdiction, you may need to have your signature notarized or witnessed by an authorized individual.

Who needs notice of pendency and:

1. Homebuyers and real estate investors: When considering purchasing a property involved in a lawsuit, potential buyers need to be aware of any pending legal claims. A notice of pendency helps provide transparency and alerts interested parties to the existence of a lawsuit that may affect the property's ownership or value.
2. Lenders and financial institutions: Banks and other lending institutions that finance real estate transactions rely on accurate information to assess the risk associated with a property. The notice of pendency allows them to review the lawsuit details and evaluate any potential impact on the property's collateral value.
3. Attorneys and legal professionals: Lawyers representing either the plaintiffs or the defendants in a lawsuit typically handle the preparation and filing of the notice of pendency. They ensure that the document is correctly completed and submitted to the appropriate court for recording.

Note: The specific requirements for who needs a notice of pendency may vary depending on the jurisdiction and the nature of the lawsuit. It is essential to consult with a legal professional or review local laws and regulations to determine if a notice of pendency is necessary in a particular situation.

For pdfFiller’s FAQs

What is notice of pendency and?

Notice of pendency, also known as a lis pendens, is a legal notice filed in the public records to notify potential buyers or lenders that there is a pending lawsuit affecting the title of a property.

Who is required to file notice of pendency and?

The party initiating the lawsuit and seeking to place a legal claim on the property is required to file the notice of pendency.

How to fill out notice of pendency and?

The notice of pendency must be filled out with the details of the lawsuit, including the names of the parties involved, a description of the property, and the nature of the claim.

What is the purpose of notice of pendency and?

The purpose of notice of pendency is to alert potential buyers or lenders of a property about the pending legal action and prevent any transactions that may affect the outcome of the lawsuit.

What information must be reported on notice of pendency and?

The notice of pendency must include the names of the parties in the lawsuit, a description of the property, the legal basis for the claim, and the court where the lawsuit is pending.

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