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FORM ADV PART 2AFIRM BROCHURE GOOD HARBOR FINANCIAL, LLC 155 North Wacker Drive Suite 1850 Chicago, Illinois 60606 Telephone: 312.224.8150 Facsimile: 312.276.4758 Website: www.goodharborfinancial.com
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What is form adv part 2afirm?
Form ADV Part 2A is a disclosure document that provides information about an investment adviser and is required to be provided to clients.
Who is required to file form adv part 2afirm?
Investment advisers registered with the Securities and Exchange Commission (SEC) or a state securities regulator are required to file Form ADV Part 2A.
How to fill out form adv part 2afirm?
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv part 2afirm?
The purpose of Form ADV Part 2A is to provide clients with information about an investment adviser's business practices, conflicts of interest, fees, and services offered.
What information must be reported on form adv part 2afirm?
Form ADV Part 2A requires information about an investment adviser's business practices, conflicts of interest, fees, and services offered, as well as key employees and any disciplinary history.
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