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Instructions to Cities for Preparing the Annual Street Report (Electronic Submission) BETTY T. YES California State Controller APRIL 2015 Contents Introduction .............................................................................................................................................
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ASR - electronic instructions are reports that provide information on electronic transactions related to securities.
Broker-dealers, investment advisors, and other entities engaged in securities transactions are required to file ASR - electronic instructions.
ASR - electronic instructions can be filled out online through the specified platform designated for reporting electronic transactions.
The purpose of ASR - electronic instructions is to provide transparency and oversight of electronic securities transactions in the market.
ASR - electronic instructions must include details of each electronic transaction, including the type of security, price, quantity, and parties involved.
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