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OMB APPROVAL FORM D Notice of Exempt Offering of Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. OMB Number: 32350076 Expires: August 31, 2015, Estimated Average burden
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Paulson Capital is a report filed by institutional investment managers to disclose their holdings and transactions in certain securities.
Institutional investment managers who meet the reporting thresholds set by the SEC are required to file Paulson Capital.
Paulson Capital can be filled out electronically through the SEC's EDGAR system.
The purpose of Paulson Capital is to increase transparency in the market and provide investors with information about the activities of institutional investment managers.
Paulson Capital requires reporting of holdings and transactions in securities, as well as information about the institutional investment manager.
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