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Surface 3
User Guide
With Windows 8.1Published: September 2016
Version 3.0 2016 Microsoft. All rights reserved. Blue Track Technology, Clearly, Excel, Hotmail, Internet Explorer, Microsoft, OneNote,
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What is surface 3?
Surface 3 is a form required by the Securities and Exchange Commission (SEC) for reporting securities transactions.
Who is required to file surface 3?
Individuals, companies, and entities who meet certain criteria are required to file surface 3.
How to fill out surface 3?
Surface 3 can be filled out electronically through the SEC's EDGAR system.
What is the purpose of surface 3?
The purpose of surface 3 is to provide transparency and disclosure of securities transactions.
What information must be reported on surface 3?
Surface 3 requires information such as the date, amount, and nature of the securities transaction.
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