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Management Alert SEC Advisory Committee Recommends Additional Clarity Regarding Called Finders By Matthew I. After and Whitney K. Schmidt The Securities and Exchange Commission (SEC) Advisory Committee
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The SEC advisory committee recommends proposals and advice on matters related to securities regulation.
Members of the advisory committee are required to file the recommendations.
SEC Form ADV is typically used to fill out advisory committee recommendations.
The purpose is to provide guidance and recommendations on securities regulation.
Information related to securities regulation, proposals, and recommendations.
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