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OTC Equity Name Change / Stock Split Request Completion of this form certifies to FINRA notification of a corporate name change and/or provides FINRA notification of a forward stock split or a reverse
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How to fill out finra form - name
How to fill out finra form - name:
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Obtain a copy of the finra form - name from your broker-dealer or financial institution.
02
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04
Provide accurate employment information, including the name of your current employer, job title, and any previous employment history.
05
If applicable, disclose any outside business activities, such as consulting or part-time jobs, that you are engaged in.
06
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Individuals working in the financial industry who are registered representatives or associated with broker-dealers.
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