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Page 1 of 2 Modification / addition in the Trading Preferences mentioned in the KYC Date: .......................... To RR Equity Brokers Pvt. Ltd. 47, MM Road, Ran Jhansi Mary Jhandewalan, New Delhi:
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Who needs the name of a trading member:

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Regulatory authorities: In order to maintain transparency and oversee the activities of trading members, regulatory authorities may require the name of a trading member.
02
Market operators: Platforms or exchanges facilitating trading activities may need the name of a trading member to properly identify and categorize participants.
03
Counterparties: Other traders or investors engaging in transactions may request the name of a trading member for reference or documentation purposes.
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Compliance departments: Within trading firms or financial institutions, compliance departments often need the name of a trading member to ensure adherence to regulatory and internal guidelines.
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Audit and reporting purposes: Government agencies, auditors, or regulatory bodies may require the name of a trading member to monitor and investigate market activities.
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Name of trading member refers to the legal entity or individual who is authorized by the exchange to trade securities on behalf of themselves or their clients.
The trading member themselves or their authorized representative is required to file the name of trading member.
The name of trading member can be filled out by providing the legal name of the trading member as registered with the exchange.
The purpose of providing the name of trading member is to ensure transparency and accountability in the trading activities conducted on the exchange.
The information typically reported on the name of trading member includes the legal name of the trading member, registration number, and contact information.
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