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SEC FORM 4-Page 1 of 1 SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 OMB APPROVAL Washington, D.C. 20549 OMB Number: STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box

How to fill out sec form 4 page

How to fill out SEC Form 4 page:

1. Start by providing your personal information: Begin by entering your name, address, and social security number. This is essential for identification purposes.
2. Specify the company details: Provide the name of the company for which you are filling out the form, along with the ticker symbol and the company's address.
3. Indicate the date of transaction: Write down the date on which the transaction occurred. This could include buying or selling securities, exercising options, or any other relevant activity.
4. Report the nature of the transaction: State whether the transaction involved buying or selling securities, granting or exercising stock options, or any other type of activity. Include details such as the type and number of securities involved.
5. Enter the transaction information: Provide the price per share, the number of shares bought or sold, and any additional relevant information regarding the transaction.
6. Disclose ownership changes: If the transaction results in a change in your ownership percentage of the company, indicate the before and after amounts. This is important for tracking insider trading.
7. Attach necessary documentation: If there are any supporting documents required, such as copies of option agreements or purchase confirmations, make sure to attach them to the filing.

Who needs SEC Form 4 page?

1. Officers and directors of publicly traded companies: Individuals who hold positions as officers or directors in companies that are registered with the Securities and Exchange Commission (SEC) are required to file SEC Form 4 to disclose their transactions in the company's securities.
2. Beneficial owners of more than 10% of a publicly traded company: If an individual or entity holds an ownership stake of more than 10% in a publicly traded company, they are considered beneficial owners and must file SEC Form 4 to disclose any transactions involving the company's securities.
3. Insider traders: Any individual who engages in transactions involving a company's securities based on non-public information is considered an insider trader. These individuals must file SEC Form 4 to disclose their transactions and potential conflicts of interest.

Note: It's important to consult with a legal professional or regulatory authority to ensure compliance with all filing requirements and regulations related to SEC Form 4. The information provided here is for informational purposes only and should not be considered legal advice.

For pdfFiller’s FAQs

What is sec form 4 page?

SEC Form 4 is a document filed with the Securities and Exchange Commission by insiders of a publicly traded company to report their transactions in the company's securities.

Who is required to file sec form 4 page?

Insiders of a publicly traded company, such as directors, officers, and beneficial owners of more than 10% of the company's stock, are required to file SEC Form 4.

How to fill out sec form 4 page?

SEC Form 4 can be filled out electronically through the SEC's EDGAR system. The form requires the insider to provide information about the transaction, such as the date of the transaction, the type of security involved, and the price at which the transaction occurred.

What is the purpose of sec form 4 page?

The purpose of SEC Form 4 is to inform the public about transactions in a company's securities by insiders, which helps prevent insider trading and ensures transparency in the financial markets.

What information must be reported on sec form 4 page?

SEC Form 4 requires insiders to report information about their transactions in the company's securities, including the date of the transaction, the type of security, the price at which the transaction occurred, and the number of securities involved.

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