Get the free SEC Form 4 dated 21 January 2010 - Kenneth L Crawford
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FORM 4 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction
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How to fill out sec form 4 dated
How to fill out SEC Form 4 dated:
01
Obtain the necessary form: SEC Form 4 can be found on the official website of the U.S. Securities and Exchange Commission (SEC). Download the form or retrieve a physical copy from the SEC office if needed.
02
Provide personal information: Begin by filling out the required personal information such as your name, address, phone number, and email address. Ensure that all the information provided is accurate and up-to-date.
03
Specify the relationship to the issuer: Indicate your relationship to the company whose securities are being traded. This could be done by selecting the appropriate option from the provided choices, such as director, officer, or beneficial owner.
04
Disclose transaction details: Provide details about the transaction being reported on SEC Form 4. This includes the date of transaction, type of security involved, class of security, transaction code, and the number of securities involved (both acquired and disposed of).
05
Report ownership details: If applicable, disclose any changes in your ownership interest in the company. This involves reporting the total securities held before and after the transaction, as well as the nature of the ownership change (e.g., acquisition, disposition, exercise of options, etc.).
06
Submit the form: Once you have completed filling out SEC Form 4, ensure that all the information provided is accurate and legible. Sign and date the form accordingly and submit it to the SEC as specified on the form's instructions.
Who needs SEC Form 4 dated:
01
Directors and officers of publicly traded companies: SEC Form 4 is typically required to be filed by directors and officers of companies whose securities are registered with the SEC.
02
Beneficial owners: Beneficial owners who have a significant ownership interest in a publicly traded company are also required to file SEC Form 4 to report any changes in their ownership.
03
Insiders: Individuals who are considered insiders, such as major shareholders or executives, must file SEC Form 4 to disclose their transactions involving the company's securities.
It is important to note that the requirements for filing SEC Form 4 may vary based on specific circumstances and regulations. It is advisable to consult the official guidelines and seek professional advice if needed.
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What is sec form 4 dated?
SEC Form 4 dated refers to the official form used to report insider transactions in publicly traded companies.
Who is required to file sec form 4 dated?
Corporate insiders, such as executives, directors, and certain shareholders, are required to file SEC Form 4 dated.
How to fill out sec form 4 dated?
SEC Form 4 dated is typically filled out electronically through the SEC's EDGAR system, following the instructions provided on the form.
What is the purpose of sec form 4 dated?
The purpose of SEC Form 4 dated is to provide transparency and disclosure of insider transactions in order to prevent insider trading.
What information must be reported on sec form 4 dated?
SEC Form 4 dated requires reporting of any transactions involving the buying or selling of company stock by corporate insiders.
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