Get the free SEC Form 4 dated 7 November 2008 - Baer Karl

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). OMB Number: (First) Expires: STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

How to fill out sec form 4 dated

To fill out SEC Form 4 dated, follow these steps:

1. Obtain the necessary form: SEC Form 4 can be found on the official website of the U.S. Securities and Exchange Commission (SEC) or through authorized platforms.
2. Provide personal information: Start by entering your name, address, telephone number, and email address in the specified fields. This information will be used for communication and identification purposes.
3. Disclose your role: Indicate whether you are a director, officer, or beneficial owner of the securities being reported. Select the appropriate option that best describes your position.
4. Provide the issuer's details: Enter the name and address of the issuer of the securities being reported. This includes the company or entity where you hold the position requiring the filing of SEC Form 4.
5. Enter transaction information: Fill in the pertinent details regarding the transaction being reported. This includes the date of the transaction, the title and amount of securities involved, the nature of the transaction (e.g., acquisition, disposition, or exercise of options), and the price at which the transaction occurred.
6. Provide reporting person information: If you are reporting on behalf of someone else, such as a spouse or dependent child, supply their details as required. Otherwise, leave this section blank.
7. File signature: Sign and date the form once you have completed all the necessary sections. This signature serves as a legal affirmation of the information you have provided.
8. Submit the form: Depending on the requirements of the SEC, you may be required to submit the form electronically or by mail. Follow the instructions provided to successfully submit SEC Form 4.
9. Maintain records: Keep a copy of the form and supporting documents for your records. It is essential to retain this information as it may be necessary for future references, audits, or inquiries.

Who needs SEC Form 4 dated?

SEC Form 4 is typically required to be filed by directors, officers, and certain beneficial owners of securities in a publicly traded company. The purpose of this form is to disclose their transactions in the company's securities to the SEC and the public. Those who hold positions of influence and authority within a company are obligated to report their transactions to ensure transparency and prevent insider trading. Additionally, individuals and entities that meet specific ownership thresholds may also be required to file SEC Form 4. It is crucial to consult with legal counsel or refer to SEC regulations to determine if you fall under the category of individuals who need to file this form.

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