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14 Day TSR Interview Date / / TSR# Last TSR Date / / Client Name: ID# Client SSN Client Date of Birth / / Interviewer Name ID# 1) Have you been in treatment during the past 14 days? 2) Was your treatment
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What is 14 day tsr?
The 14 day tsr stands for Trade Surveillance Report, which is a report submitted to regulatory authorities to monitor trading activities and detect potential market abuse.
Who is required to file 14 day tsr?
Financial institutions such as banks, investment firms, and brokerages are required to file 14 day tsr.
How to fill out 14 day tsr?
To fill out a 14 day tsr, financial institutions must provide detailed information on trading activities, including trade volume, counterparties, and timestamps.
What is the purpose of 14 day tsr?
The purpose of 14 day tsr is to help regulatory authorities detect and prevent market abuse, such as insider trading and market manipulation.
What information must be reported on 14 day tsr?
Information such as trade volume, counterparties, timestamps, and any suspicious trading activities must be reported on 14 day tsr.
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