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GUST Holdings Limited ABN: 85 010 488 874 Securities Trading Policy Securities Trading Policy References GUST Corporate Governance Charter GUST Corporate Governance Statement (updated from time to
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How to fill out the GBST securities trading policy:

01
Start by familiarizing yourself with the purpose and objectives of the GBST securities trading policy. Understand the importance of maintaining ethical standards and compliance with applicable laws and regulations in securities trading.
02
Review the policy document thoroughly. Pay attention to the specific requirements and guidelines outlined in the policy, such as pre-clearance procedures, reporting obligations, and trading restrictions.
03
Determine your role and responsibilities within the organization in relation to securities trading. Understand the implications of the policy on your job duties and ensure compliance with its provisions.
04
If required, seek clarification or guidance from your supervisor or the designated compliance officer regarding any aspect of the policy that may be unclear to you.
05
Complete any necessary forms or documentation associated with the policy. This may include providing information about your personal securities holdings, reporting any changes in your holdings, or seeking pre-clearance for certain types of transactions.
06
Develop an understanding of the consequences of non-compliance with the policy. Familiarize yourself with the disciplinary measures that may be imposed for violations, such as disciplinary action, legal consequences, or reputational damage.

Who needs the GBST securities trading policy?

The GBST securities trading policy is applicable to all employees and individuals associated with the organization who engage in securities trading. This includes managers, directors, officers, and employees at all levels. The policy ensures that everyone involved in securities trading within the organization operates in a manner consistent with ethical standards, regulatory requirements, and the best interests of the organization. Compliance with the policy is necessary to maintain integrity in the securities trading activities and to mitigate the risk of improper trading practices.
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GBST securities trading policy refers to the rules and guidelines set by a company regarding the trading of securities by its employees.
All employees and personnel who have access to confidential information or who are involved in securities trading are required to file the GBST securities trading policy.
Employees can fill out the GBST securities trading policy by providing information on their personal holdings of securities, transactions made, and any relationships with external entities related to securities.
The purpose of the GBST securities trading policy is to prevent insider trading, conflicts of interest, and to ensure compliance with securities regulations.
Employees must report their personal securities holdings, transactions made, relationships with external entities related to securities, and any insider information they may possess.
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