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SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction

How to fill out sec form 4

How to fill out SEC Form 4:

1. Start by downloading the SEC Form 4 from the Securities and Exchange Commission's official website.
2. Fill in the first section, which requires personal information such as your name, address, and contact details.
3. Proceed to the second section, where you need to disclose the details of the transaction for which you are filing the form. This includes the date of the transaction, the nature of the transaction (e.g., acquisition, disposition), and the number of securities involved.
4. In the third section, you must provide information about the issuer of the securities involved in the transaction. This includes the name of the company, its ticker symbol (if applicable), and its SEC Central Index Key (CIK) number.
5. The fourth section requires you to disclose any derivative securities or other rights associated with the transaction. If there are none, you can leave this section blank.
6. Proceed to the fifth section, which deals with the reporting person's relationship to the issuer. You need to indicate whether you are an officer, director, or beneficial owner of more than 10% of the company's securities.
7. In the sixth section, you must provide information about any agreements or arrangements that you have with the issuer regarding the securities being reported.
8. If there are any footnotes or additional information related to the transaction, you can include it in the seventh section.
9. Finally, sign and date the form, certifying that the information provided is accurate and complete to the best of your knowledge.

Who needs SEC Form 4:

1. Individuals who are officers, directors, or beneficial owners of more than 10% of a company's securities are required by the Securities and Exchange Commission to file SEC Form 4.
2. This form is necessary to disclose any changes in the ownership of a company's securities by insiders, as mandated by the Securities Exchange Act of 1934.
3. The purpose of the form is to ensure transparency and protect investors' interests by providing them with relevant information regarding insider transactions.

For pdfFiller’s FAQs

What is sec form 4?

The SEC Form 4 is a document that insiders of a company must file with the Securities and Exchange Commission (SEC) whenever there is a change in their ownership of company stock.

Who is required to file sec form 4?

Insiders of a publicly traded company, such as officers, directors, and beneficial owners of more than 10% of a class of the company's equity securities, are required to file SEC Form 4.

How to fill out sec form 4?

To fill out SEC Form 4, insiders must provide information about the transaction, such as the date of the transaction, the number of shares bought or sold, and the price per share.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency and disclose any insider trading activities to the public.

What information must be reported on sec form 4?

Information such as the insider's name, relationship to the company, the type of transaction (buy, sell, grant, etc.), and the number of shares involved must be reported on SEC Form 4.

How do I complete sec form 4 online?

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