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Form ATS Page 1 Execution Page UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL OPERATION REPORT, AMENDMENT TO INITIAL OPERATION REPORT AND CESSATION OF OPERATIONS REPORT
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Form ATS is a form required by the U.S. Securities and Exchange Commission (SEC) for alternative trading systems to file in order to operate as a trading platform for securities.
Alternative trading systems (ATS) that want to operate as a trading platform for securities are required to file form ATS with the SEC.
Form ATS can be filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of form ATS is to provide the SEC with information about the operations and activities of alternative trading systems that trade in securities.
Form ATS requires information about the structure, operations, and participants of the alternative trading system, as well as any potential conflicts of interests.
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