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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL OPERATION REPORT, AMENDMENT TO INITIAL OPERATION REPORT AND CESSATION OF OPERATIONS REPORT FOR ALTERNATIVE TRADING SYSTEMS
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Form ATS (Alternative Trading System) is a form required by the Securities and Exchange Commission (SEC) for alternative trading systems operating in the United States.
Alternative trading systems operating in the United States are required to file Form ATS with the SEC.
Form ATS can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of Form ATS is to provide transparency and regulatory oversight for alternative trading systems operating in the United States.
Form ATS requires information about the operations and activities of the alternative trading system, including trading volume, types of securities traded, and participant information.
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