Get the free FORM 13F - sec
Show details
This document announces the requirement for filers to use a new online Form 13F and to follow the Form 13F XML Technical Specification starting May 20, 2013.
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form 13f - sec
Edit your form 13f - sec form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form 13f - sec form via URL. You can also download, print, or export forms to your preferred cloud storage service.
How to edit form 13f - sec online
Follow the guidelines below to use a professional PDF editor:
1
Log in. Click Start Free Trial and create a profile if necessary.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit form 13f - sec. Add and change text, add new objects, move pages, add watermarks and page numbers, and more. Then click Done when you're done editing and go to the Documents tab to merge or split the file. If you want to lock or unlock the file, click the lock or unlock button.
4
Get your file. Select the name of your file in the docs list and choose your preferred exporting method. You can download it as a PDF, save it in another format, send it by email, or transfer it to the cloud.
Dealing with documents is simple using pdfFiller.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form 13f - sec
How to fill out FORM 13F
01
Obtain FORM 13F from the SEC website or your financial service provider.
02
Fill in your name and address at the top of the form.
03
Provide your central index key (CIK) number in the designated field.
04
List the reporting period for which you are filing the form.
05
Detail the securities under management, including name, number of shares, and value.
06
Include any exempt securities that are not subject to reporting.
07
Sign and date the form.
08
Submit the completed FORM 13F to the SEC via their EDGAR online system.
Who needs FORM 13F?
01
Institutional investment managers who manage over $100 million in securities.
02
Hedge funds and investment firms that meet the reporting threshold.
03
Entities that are required to disclose their investment holdings.
Fill
form
: Try Risk Free
People Also Ask about
What is the 13 f2 rule?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
What triggers a 13F filing?
If your discretionary 13F securities exceed $100 million at any month-end, you must begin filing with the Q4 Form 13F of that same calendar year. You must continue filing at least through the third quarter of the following year, even if your qualifying assets dip below $100 million during that time.
What is Form 13F used for?
Form 13F is a quarterly report filed, per United States Securities and Exchange Commission regulations, by "institutional investment managers" with control over $100M in assets to the SEC, listing all equity assets under management. Academic researchers make these reports freely available as structured datasets.
Who is required to submit a 13F?
Q: Who must file Form 13F? A: Institutional investment managers that use the United States mail (or other means or instrumentality of interstate commerce) in the course of their business and that exercise investment discretion over $100 million or more in Section 13(f) securities must file Form 13F.
What is Form 13F used for?
Form 13F is a quarterly report, required under Exchange Act Section 13(f) and Rule 13f-1, for institutional investment managers that exercise investment discretion over $100 million or more in Section 13(f) securities (defined below).
What are the requirements for Rule 13F-2?
Rule 13f-2 requires institutional investment managers that meet or exceed certain specified thresholds to file Form SHO with the Commission within 14 calendar days after the end of each calendar month with regard to certain equity securities via the Commission's Electronic Data Gathering, Analysis, and Retrieval System
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
What is FORM 13F?
FORM 13F is a quarterly report that institutional investment managers are required to file with the U.S. Securities and Exchange Commission (SEC). It discloses the manager's equity holdings.
Who is required to file FORM 13F?
Any institutional investment manager that exercises investment discretion over $100 million or more in Section 13(f) securities must file FORM 13F.
How to fill out FORM 13F?
To fill out FORM 13F, managers must gather information on their qualifying securities, list each security's details such as name, value, and number of shares, and comply with the SEC's reporting requirements.
What is the purpose of FORM 13F?
The purpose of FORM 13F is to provide transparency to the investment community and the public regarding the holdings of institutional investment managers.
What information must be reported on FORM 13F?
FORM 13F must report the name of the issuer, the class of securities, the value of the securities, the number of shares owned, and the investment discretion exercised by the manager.
Fill out your form 13f - sec online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form 13f - Sec is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
