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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE August 16, 2012, Via E-mail David C. Buck, Esq. Andrews Kurt LLP 600 Travis, Suite 4200 Houston,

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What is securities and exchange commission?

The Securities and Exchange Commission (SEC) is a government agency responsible for regulating and overseeing the securities industry in the United States.

Who is required to file securities and exchange commission?

Certain entities such as publicly traded companies, investment advisers, and broker-dealers are required to file with the Securities and Exchange Commission (SEC).

How to fill out securities and exchange commission?

To fill out the required forms for the Securities and Exchange Commission (SEC), entities must gather the necessary information, complete the forms accurately, and submit them electronically through the SEC's online filing system.

What is the purpose of securities and exchange commission?

The primary purpose of the Securities and Exchange Commission (SEC) is to protect investors, maintain fair and efficient markets, and facilitate capital formation by regulating the securities industry.

What information must be reported on securities and exchange commission?

The specific information that must be reported on the Securities and Exchange Commission (SEC) forms depends on the type of entity filing, but generally includes financial statements, disclosures of business operations, executive compensation, and other relevant information.

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