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Brokerage Account Application Member SIPC/FINRA RESET 1910 Palomar Point Way Suite 200 Carlsbad, CA 92008 760.444.5254 / 1.800.477.7853 www.sprottglobal.com 1. TYPE OF ACCOUNT: (Check One) Individual
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Visit the official website of Sprott and navigate to the "Membership" page.
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Member SIPC/FINRA - Sprott is a designation indicating that Sprott is a member of the Securities Investor Protection Corporation (SIPC) and the Financial Industry Regulatory Authority (FINRA).
Sprott, as a member of SIPC and FINRA, are required to file member SIPC/FINRA - Sprott.
Member SIPC/FINRA - Sprott can be filled out by providing the required information as per the guidelines provided by FINRA and SIPC.
The purpose of member SIPC/FINRA - Sprott is to ensure that Sprott is compliant with the regulations set by SIPC and FINRA regarding investor protection and industry standards.
The information required to be reported on member SIPC/FINRA - Sprott includes details about the firm, its financials, compliance with regulations, and other relevant information.
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