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53-107 (Rev.2-08/2) COMPTROLLER OF PUBLIC ACCOUNTS UNCLAIMED PROPERTY PRINT FORM CLEAR FIELDS TEXAS SECURITIES INVENTORY FORM Holder name Holder address Federal employer identification number City

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What is 53-107 texas securities inventory?

The 53-107 Texas Securities Inventory is a report that must be filed by certain entities in Texas to disclose information about their securities holdings.

Who is required to file 53-107 texas securities inventory?

Entities that are registered or required to be registered with the Texas Securities Commissioner, including broker-dealers, investment advisers, and issuers of securities, are generally required to file the 53-107 Texas Securities Inventory.

How to fill out 53-107 texas securities inventory?

The 53-107 Texas Securities Inventory can be filled out online through the Texas State Securities Board's Electronic Filing System. Entities must provide information about their securities holdings, including the type of security, the number of shares or units held, and the value of the holdings.

What is the purpose of 53-107 texas securities inventory?

The purpose of the 53-107 Texas Securities Inventory is to provide the Texas Securities Commissioner with information about the securities holdings of registered entities in order to monitor compliance with securities laws and regulations.

What information must be reported on 53-107 texas securities inventory?

Entities filing the 53-107 Texas Securities Inventory must report information such as the name and type of security, the number of shares or units held, the value of the holdings, and any changes in the holdings since the last filing.

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