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(State) (Street) (First) DC 57385/0002 1724746 v1 OMB APPROVAL (Zip) (Middle) (Month/ Day/ Year) 2A. Deemed Execution Date, if any (Month/ Day/ Year) 6. Form filed by One Reporting Person Form filed

How to fill out sec form 4

How to fill out SEC Form 4:

1. Begin by gathering all necessary information and documentation, including the company's name, ticker symbol, and the date of the transaction you are reporting on.
2. Identify the type of reporting owner you are: a director, officer, or 10% shareholder. Mark the appropriate box on the form.
3. Provide the full name, address, and phone number of the reporting owner. If the reporting owner is an entity, provide the name and address of the entity's principal executive office.
4. Specify the relationship of the reporting owner to the company, such as director or officer, by checking the appropriate box.
5. Disclose the date of the transaction and describe it in detail, including the number of securities involved, the price per share, and the nature of the transaction (buy or sell).
6. Indicate the type of securities being reported, such as common stock or options, and the exchange or class of securities.
7. Include any remarks or explanations relevant to the transaction, if necessary.
8. Sign and date the form, certifying that the information provided is accurate and complete to the best of your knowledge.
9. File the completed Form 4 with the SEC within two business days after the transaction date.

Who needs SEC Form 4:

1. Directors and officers of publicly traded companies are required to file SEC Form 4 to report their transactions involving the company's securities.
2. Reporting owners who are 10% shareholders of the company are also required to file Form 4.
3. These filings provide transparency and accountability to the investing public, allowing them to track trading activities by insiders and make informed investment decisions.
4. It helps prevent insider trading and keeps the public informed about significant transactions that might influence the market value of the company's securities.
5. Filing SEC Form 4 is part of the regulatory requirements set by the Securities and Exchange Commission (SEC) in the United States to ensure the integrity and fairness of the financial markets.

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What is sec form 4?

Sec Form 4 is a document filed with the Securities and Exchange Commission (SEC) that discloses insider transactions, such as buying or selling of company stock.

Who is required to file sec form 4?

Company insiders, including directors, officers, and beneficial owners of more than 10% of a company's stock, are required to file Sec Form 4.

How to fill out sec form 4?

Sec Form 4 can be filled out electronically through the SEC's EDGAR system. It requires information such as the insider's relationship to the company, details of the transaction, and the securities involved.

What is the purpose of sec form 4?

The purpose of Sec Form 4 is to provide transparency to investors and the public regarding insider transactions, helping to prevent insider trading and maintain market integrity.

What information must be reported on sec form 4?

Sec Form 4 requires reporting information such as the insider's name and relationship to the company, details of the transaction (date, price, amount), and the securities involved.