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Form D4 Option exercise/Do not exercise request Date: Please find below details for our Request for exercise/do not exercise our positions from clearing account Details (to be completed by Clearing
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How to fill out form D4 - NASDAQ:

01
Start by downloading form D4 from the NASDAQ website or obtaining a physical copy from the appropriate authority.
02
Read the instructions carefully to understand the purpose and requirements of the form.
03
Begin by filling out the basic information section, which typically includes details such as your name, contact information, and the date of filing.
04
Provide any relevant identification numbers or codes required, such as a NASDAQ identification number or an issuer's CIK number.
05
Proceed to the section that requests information about the securities being registered. This may include details such as the title, class, and type of securities, as well as the amount being registered and any associated fees.
06
If applicable, add any necessary attachments or exhibits as outlined in the instructions. These could include financial statements, pro forma information, or other supporting documents.
07
Review the completed form for accuracy and make any necessary corrections or additions.
08
Sign and date the form, certifying the accuracy of the information provided.
09
Depending on the filing requirements, submit the form electronically through the NASDAQ online filing system or mail the physical copy to the designated address.
10
Keep a copy of the completed form for your records.

Who needs form D4 - NASDAQ:

01
Issuers planning to register their securities with the NASDAQ stock exchange.
02
Companies looking to offer and sell securities to the public through NASDAQ.
03
Entities seeking to comply with regulatory requirements as mandated by the Securities and Exchange Commission (SEC) and NASDAQ rules and regulations.
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Form D4-NASDAQ is a form required by the Nasdaq stock exchange for companies with securities listed on the exchange to report any changes in ownership of their securities.
Companies with securities listed on the Nasdaq stock exchange are required to file form D4-NASDAQ.
Form D4-NASDAQ can be filled out electronically on the Nasdaq Listing Center website.
The purpose of form D4-NASDAQ is to ensure transparency and compliance with regulatory requirements regarding changes in ownership of securities.
Form D4-NASDAQ requires reporting of any changes in ownership of securities, including the name and address of the new owner.
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