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Page 1 of 5 Information Memo NYSE Regulation, Inc NYSE Regulation, Inc. 20 Broad Street New York, NY 10005 nyse.com Number 121 January 10, 2012, TO: ALL NYSE AND NYSE AMEX EQUITIES MEMBER ORGANIZATIONS

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1. Companies planning to list their shares on the New York Stock Exchange (NYSE) need to comply with NYSE Regulation Inc.
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What is nyse regulation inc?

NYSE Regulation Inc. is a subsidiary of the New York Stock Exchange that is responsible for overseeing the regulatory compliance of member firms and listed companies.

Who is required to file nyse regulation inc?

Member firms and listed companies on the New York Stock Exchange are required to file NYSE Regulation Inc.

How to fill out nyse regulation inc?

NYSE Regulation Inc. can be filled out online through the NYSE's regulatory reporting portal.

What is the purpose of nyse regulation inc?

The purpose of NYSE Regulation Inc. is to ensure fair and orderly markets by enforcing compliance with NYSE rules and regulations.

What information must be reported on nyse regulation inc?

Information such as financial statements, compliance reports, and disclosures of potential conflicts of interest must be reported on NYSE Regulation Inc.