Get the free Form ADV Part 2A Grey Owl Capital Management LLC

Item 1 Cover Page Form ADV Part 2A Grey Owl Capital Management, LLC 803 West Broad Street, Suite 610 Falls Church, VA 22046 Phone: 7034599400 www.greyowlcapital.com CRD No.: 149998 SEC File No.: 80170120

How to fill out form adv part 2a

How to fill out Form ADV Part 2A:

1. Start by gathering all the necessary information. This includes details about your advisory business, such as its name, address, and contact information.
2. Next, provide details about your firm's ownership and control. You need to disclose any individuals or entities that have control over your firm, as well as information about any outside businesses that are under common control with your firm.
3. Moving forward, you will need to disclose any disciplinary events that have taken place involving your firm or its personnel. This includes any legal or regulatory actions, as well as any financial or fiduciary-related incidents.
4. Additionally, you will need to disclose any conflicts of interest that exist within your firm. These can be potential conflicts that might arise from your business practices or relationships with clients, or any other conflicts that could affect your ability to provide unbiased advice.
5. Another important section of the form is the disclosure of your firm's compensation structure. You will need to outline how you charge clients for your services, including any fees or expenses that may apply.
6. It's also important to provide details about your firm's investment strategies and the types of clients you typically work with. This helps regulators and potential clients understand the nature of your advisory business.

Who needs Form ADV Part 2A:

1. Registered investment advisers (RIAs) in the United States are required to file Form ADV Part 2A. This form is used to provide potential clients and regulators with important information about the RIA's business practices, strategies, and potential conflicts of interest.
2. Form ADV Part 2A is necessary for firms that provide investment advice for compensation and have over $25 million in assets under management (AUM). Firms below this threshold can choose to file a simplified version of the form, known as Form ADV Part 1A.
3. Even if your firm is exempt from registration with the Securities and Exchange Commission (SEC), you may still need to file Form ADV Part 2A with your state securities regulator if you meet certain criteria.
4. It is important to note that Form ADV Part 2A must be updated and filed annually, and any material changes to the information disclosed must be promptly updated. This ensures that clients and regulators have access to the most accurate and up-to-date information about your firm.

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What is form adv part 2a?

Form ADV part 2a is a disclosure document that investment advisers must provide to clients before or at the time of entering into an advisory contract.

Who is required to file form adv part 2a?

Registered investment advisers (RIAs) are required to file Form ADV part 2a with the Securities and Exchange Commission (SEC) or state securities regulators.

How to fill out form adv part 2a?

Form ADV part 2a should be completed thoroughly and accurately by providing information about the adviser's business practices, conflicts of interest, fees, disciplinary history, and other key aspects of the advisory services.

What is the purpose of form adv part 2a?

The purpose of Form ADV part 2a is to provide clients with important information about an investment adviser, helping them make informed decisions about whether to engage the adviser's services.

What information must be reported on form adv part 2a?

Information required to be reported on Form ADV part 2a includes details about the adviser's investment strategies, fees, conflicts of interest, disciplinary history, and other relevant disclosures.