Get the free SEC Form 4 dated 2 February 2005 - Richard C. Pfenniger
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Check this box if no longer subject to Section
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How to fill out sec form 4 dated
How to fill out sec form 4 dated:
01
Start by downloading the sec form 4 dated from the official website of the Securities and Exchange Commission (SEC).
02
Carefully read the instructions provided on the form to familiarize yourself with the requirements and guidelines.
03
Begin filling out the form by entering your personal information such as your name, address, and contact details in the designated fields.
04
Provide details about your title or position within the company for which you are submitting the form.
05
Indicate the date of the transaction for which the form is being filed and provide a brief description of the nature of the transaction.
06
Specify whether the transaction was an acquisition, disposition, or a change in the company's securities.
07
Enter the total amount or number of securities involved in the transaction, as well as their corresponding value or purchase price.
08
If applicable, provide additional information such as the source of funds used for the transaction or any related contracts or agreements.
09
Review the completed form for accuracy and make any necessary corrections before finalizing it.
10
Sign and date the form, indicating your acceptance of the information provided and your understanding of the legal implications.
11
Retain a copy of the completed form for your records before submitting it to the SEC.
Who needs sec form 4 dated:
01
SEC form 4 dated is required to be filled out by insiders or individuals who are considered to have access to important non-public information about a publicly traded company.
02
This includes directors, officers, and significant shareholders (holding at least 10% of the company's securities).
03
The purpose of the form is to disclose any transactions made by insiders and to promote transparency in order to prevent insider trading and ensure fairness in the market.
04
It allows investors and the public to have access to information regarding the buying or selling of securities by those with insider knowledge, enabling them to make informed investment decisions.
Note: It is important to consult with a legal or financial advisor for specific guidance on filling out SEC forms as requirements may vary based on individual circumstances and applicable regulations.
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What is sec form 4 dated?
SEC Form 4 dated is a form required to be filed with the Securities and Exchange Commission to report transactions in company securities by insiders.
Who is required to file sec form 4 dated?
Company insiders such as directors, officers, and beneficial owners of more than 10% of a company's equity securities are required to file SEC Form 4 dated.
How to fill out sec form 4 dated?
SEC Form 4 dated can be filled out electronically through the SEC's EDGAR system. It requires information about the insider, the securities involved, and details of the transaction.
What is the purpose of sec form 4 dated?
The purpose of SEC Form 4 dated is to provide transparency to investors by disclosing insider transactions in company securities.
What information must be reported on sec form 4 dated?
SEC Form 4 dated requires reporting of the insider's identity, relationship to the company, details of the securities involved, and the nature of the transaction.
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