Get the free SEC Form 4 dated 15 May 2007 - Sharon Esposito-Mayer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 32350287 Expires: January 31, 2005, Estimated

How to fill out sec form 4 dated

How to fill out SEC Form 4 dated:

1. Obtain the SEC Form 4 from the U.S. Securities and Exchange Commission's website.
2. Fill in your personal information, including your name, title, and address.
3. Provide the name of the company in which you hold a position as an officer or director.
4. Indicate the date of the transaction for which you are filing the form.
5. Report the nature of the transaction, such as whether it involved a purchase, sale, or transfer of securities.
6. Specify the title and class of securities involved in the transaction.
7. Provide details on the total amount of securities involved in the transaction.
8. Report the price at which the transaction was executed.
9. Calculate the aggregate value of the transaction.
10. Include any footnotes or explanatory notes, if necessary.
11. Sign and date the form.
12. Submit the completed SEC Form 4 to the appropriate regulatory authority.

Who needs SEC Form 4 dated:

1. Corporate officers and directors of publicly traded companies are required to file SEC Form 4 for any securities transactions they engage in.
2. Key individuals who are considered insiders, such as major shareholders, executive officers, and directors, also need to file this form.
3. The form helps ensure transparency and provides important information about insiders' trading activities to investors and the public.

For pdfFiller’s FAQs

What is sec form 4 dated?

SEC Form 4 is a form filed with the Securities and Exchange Commission (SEC) for reporting insider transactions.

Who is required to file sec form 4 dated?

Officers, directors, and certain employees of a publicly traded company are required to file SEC Form 4 for reporting their transactions in the company's stock.

How to fill out sec form 4 dated?

The form must be filled out accurately and completely with details of the insider transaction, including the date, number of shares, price, and nature of the transaction.

What is the purpose of sec form 4 dated?

The purpose of SEC Form 4 is to provide transparency and disclosure of insider transactions in publicly traded companies.

What information must be reported on sec form 4 dated?

The form requires reporting of the insider's transactions in the company's stock, such as purchases, sales, or other transfers.

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