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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A101) Schedule 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act
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How to fill out aggregate number of securities:

01
The aggregate number of securities refers to the total number of securities you currently hold. To fill it out, you need to know the exact count of each type of security you possess.
02
Start by gathering information about each security you own. This may include stocks, bonds, mutual funds, or any other investment vehicles. Make a list of each security and the total quantity you hold.
03
Once you have the list, add up the quantity of each security to calculate the aggregate number. This should give you a single total number representing all the securities you own.
04
Double-check your calculations to ensure accuracy. It's essential to be precise when reporting aggregate numbers, as they may have implications for regulatory compliance or financial reporting.

Who needs aggregate number of securities:

01
Financial institutions: Banks, brokerage firms, and other financial institutions need aggregate numbers to assess the overall risk exposure of their clients. It helps them make informed decisions regarding lending, investment, and risk management.
02
Regulatory bodies: Government agencies, such as the Securities and Exchange Commission (SEC) in the United States, require individuals and organizations to report aggregate numbers of securities they hold. This information helps regulators monitor market activity, identify potential risks, and ensure compliance with relevant laws and regulations.
03
Investors and shareholders: Individuals who own securities may need to calculate the aggregate number for personal financial planning, portfolio management, or tax purposes. It enables investors to have a clear overview of their holdings and make informed investment decisions.
In summary, filling out the aggregate number of securities involves compiling a comprehensive list of all the securities you own and calculating the total quantity across different types of investments. This information is crucial for financial institutions, regulatory bodies, and individual investors for various purposes related to risk assessment, compliance, and financial planning.
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Aggregate number of securities refers to the total number of securities held by an individual or entity.
Individuals or entities who hold securities are required to file aggregate number of securities.
Aggregate number of securities can be filled out by providing information on the total number of each type of security held.
The purpose of aggregate number of securities is to provide transparency and ensure compliance with securities regulations.
Information such as the type of securities held, quantity of each type, and total value must be reported on aggregate number of securities.
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