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SMBC 10K 6/30/2015 Section 1: 10K (FORM 10K) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10K X ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
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How to fill out section 1 10k form

How to fill out section 1 of a 10K form:
01
Start by obtaining all the necessary documents and information required for filling out section 1 of the 10K form.
02
Begin by entering the name of the company, along with its Securities and Exchange Commission (SEC) file number, address, and telephone number.
03
Provide a brief description of the business operations and the industry in which the company operates.
04
Indicate the type of business entity (e.g., corporation, partnership, LLC) and the state of incorporation or organization.
05
Disclose any recent changes in the company's organizational structure or ownership.
06
Provide information regarding any parent or subsidiary companies, including their names and relationships to the reporting company.
07
If applicable, include details about any pending legal proceedings involving the company.
08
Include a description of the company's securities, such as common stock, preferred stock, or debt instruments.
09
Specify the exchanges on which the company's securities are traded and list their respective ticker symbols.
10
Disclose any delisting or suspension of the company's securities from any exchange, if applicable.
11
Finally, sign and date the section before submitting it along with the rest of the completed 10K form.
Who needs section 1 of a 10K form?
01
Publicly traded companies: Section 1 of the 10K form is specifically required by the SEC for publicly held companies to provide essential information about their business operations, organizational structure, and securities.
02
Investors and stakeholders: Section 1 of the 10K form helps investors and stakeholders gain insights into the company's industry, operations, and structure, allowing them to make more informed decisions regarding investment or engagement with the company.
03
Regulatory authorities: Regulatory bodies, such as the SEC, use section 1 of the 10K form to assess the compliance and transparency of publicly traded companies, ensuring that they adhere to reporting standards.
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