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As filed with the Securities and Exchange Commission on November 25, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM NO QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS

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How to fill out form n-q filing as

How to fill out form n-q filing as:

01

Read the instructions: Before starting to fill out form n-q filing as, it is important to carefully read the instructions provided by the Securities and Exchange Commission (SEC). These instructions will guide you through the various sections and requirements of the form.

02

Gather the necessary information: Collect all the information required to complete form n-q filing as. This may include details about the filing company, its financial performance, investment holdings, portfolio information, and other relevant data. Ensure that you have accurate and up-to-date information to fill in the form.

03

Complete the form sections: The form n-q filing as consists of multiple sections, each requiring specific information. Begin by providing details about the filing company, such as its name, address, and Central Index Key (CIK) number. Proceed to fill out the sections related to the reporting period, assets, liabilities, income, and expenses. Follow the instructions closely to ensure accurate and complete information.

04

Attach required exhibits: Form n-q filing as may require the attachment of certain exhibits, such as financial statements, schedules, or other supporting documentation. Ensure that these exhibits are properly prepared, labeled, and attached to the form as specified.

05

Review and validate the information: Once you have filled out all the required sections and attached the necessary exhibits, carefully review the form n-q filing as for any errors or omissions. Ensure that all information provided is accurate, consistent, and in compliance with SEC regulations.

Who needs form n-q filing as?

01

Registered investment companies: Form n-q filing as is primarily required for registered investment companies (RICs) under section 30 of the Investment Company Act of 1940. These RICs must file this form with the SEC to disclose their financial and investment holdings information.

02

Mutual funds: Mutual funds, which are a type of investment company that pools money from multiple investors to invest in a diversified portfolio of securities, are among the entities that need to file form n-q filing as. Mutual funds are subject to SEC regulations and disclosure requirements.

03

Exchange-traded funds (ETFs): ETFs, similar to mutual funds, are investment companies that provide investors with exposure to a diversified portfolio of securities. As ETFs fall under the definition of registered investment companies, they also need to file form n-q filing as to disclose their financial information.

Overall, form n-q filing as is required by registered investment companies, mutual funds, ETFs, and other entities falling within the scope of the Investment Company Act of 1940, as mandated by the SEC.

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What is form n-q filing as?

Form N-Q is a form that must be filed by registered management investment company. It is a quarterly filing form for registered management investment companies.

Who is required to file form n-q filing as?

Registered management investment companies are required to file form N-Q.

How to fill out form n-q filing as?

Form N-Q can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

What is the purpose of form n-q filing as?

The purpose of form N-Q is to provide the Securities and Exchange Commission (SEC) with information about the operations and holdings of registered management investment companies.

What information must be reported on form n-q filing as?

Form N-Q requires information about the investment company's portfolio holdings, investment performance, expenses, and any material changes that have occurred.

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