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This document serves to notify the Institutional Review Board of any deviations or violations related to a clinical research protocol, detailing the incident and corrective actions.
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How to fill out protocol deviation notification

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How to fill out Protocol Deviation Notification

01
Identify the protocol deviation and gather all relevant information.
02
Complete the header section with study title, protocol number, and date of notification.
03
Describe the nature of the deviation in detail.
04
Explain the reasons for the deviation and its potential impact on the study.
05
Detail the corrective actions taken or proposed to address the deviation.
06
Provide information on how the deviation was communicated to the relevant parties.
07
Gather signatures from all appropriate personnel, including the principal investigator.

Who needs Protocol Deviation Notification?

01
All investigators and research staff involved in the study.
02
Institutional Review Boards (IRBs) or Ethics Committees overseeing the study.
03
Sponsors or regulatory authorities requiring updates on protocol compliance.
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A protocol deviation occurs when, without significant consequences, the activities on a study diverge from the Institutional Review Board-approved protocol, e.g., missing a visit window because the subject is traveling. Not as serious as a protocol violation.
Planned Deviations: Planned deviations are pre-approved, temporary changes to a standard procedure to avoid an undesirable situation without affecting product quality. Example: Changing batch size due to raw material unavailability, using Water for Injection (WFI) instead of purified water for equipment cleaning.
If a protocol deviation meets the criteria of unexpectedness, relatedness to research, and increased risk, it should be reported to the IRB as an Unanticipated Problem.
A protocol deviation or violation is any departure from the study procedures or treatment plans as specified in the IRB-approved protocol. Protocol deviations occur when an investigator does not implement or follow some aspect of a research study as approved by the IRB.
Some examples of Minor Protocol Deviations: • Failure of a subject to appear for a scheduled study visit. Failure of subject to return unused study drug. Over-enrollment (depending on nature of study).
recommended in ICH E3, ICH E3(R1) defines a protocol deviation as “any change, divergence, 58. or departure from the study design or procedures defined in the protocol” and defines important. 59.
Examples of violations include: an instance that expose subjects or others to risks of harm that are not a part of the approved research protocol. conducting human subjects research without IRB approval. making substantive changes to a previously approved protocol without IRB approval.
Process deviation issues can range from minor, like a small temperature change during heating, to major problems like equipment failure or human mistakes that significantly impact the final result.

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Protocol Deviation Notification is a formal report submitted to inform the regulatory authorities or oversight committees about any deviation from the approved study protocol during a clinical trial.
The principal investigator or the study sponsor is typically required to file a Protocol Deviation Notification when deviations from the approved study protocol occur.
To fill out a Protocol Deviation Notification, provide details such as the nature of the deviation, reasons for the deviation, the date it occurred, the impact on the study, and any corrective actions taken.
The purpose of Protocol Deviation Notification is to ensure transparency in clinical trials, maintain compliance with regulatory requirements, and assess the impact of deviations on the integrity of the study.
The information that must be reported includes the type of deviation, date of occurrence, participant identifier, reason for the deviation, potential impact on the study outcomes, and corrective actions taken.
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