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REGULATORY GUIDE 115Audit relief for proprietary companies August 2010About this guide This is a guide for proprietary companies and the auditors of such companies. It refers to class order relief

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1. Start by familiarizing yourself with the purpose and scope of regulatory guide 115. This guide provides information and guidance on the regulatory requirements for specific industries or activities.
2. Research whether your industry or activity falls under the purview of regulatory guide 115. It is important to determine if your organization is required to comply with the regulations outlined in the guide.
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5. Carefully fill out each section of the guide, ensuring accuracy and completeness. Double-check all the information entered to avoid any mistakes or omissions that could lead to non-compliance.
6. Seek clarification or guidance from regulatory authorities or experts if you encounter any difficulties or have any questions regarding the filling out process. It is better to address any concerns upfront to ensure compliance.
7. Once you have completed filling out regulatory guide 115, review it one last time to ensure everything is accurate and in line with the regulatory requirements. Make any necessary revisions or corrections before submitting it.
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1. Organizations operating in industries or engaging in activities that are regulated by the specific regulations and requirements outlined in regulatory guide 115.
2. Businesses or individuals seeking to comply with industry-specific regulations and guidelines to ensure legal and ethical conduct in their operations.
3. Regulatory agencies or authorities responsible for overseeing and enforcing compliance with the regulations outlined in regulatory guide 115.

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