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() China Securities (International) Brokerage Company Limited 1301 1305 Suites 1301 1305, Two Exchange Square, Central, Hong Kong Tel. (852) 3465 5668 Fax. (852) 2180 9497 Email settlement CSI.HK
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What is iii - securities csci?
iii - securities csci stands for Information and Identity Theft Safeguards - Securities Customer Security Incident. It is a form used to report security incidents related to securities customers.
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Firms and individuals in the securities industry are required to file iii - securities csci.
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iii - securities csci can be filled out electronically through the electronic filing system provided by regulatory authorities.
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Information such as the nature of the security incident, the impact on customers, and the response taken by the firm must be reported on iii - securities csci.
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