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This document is a quarterly report by Northern Trust Corporation, detailing financial statements, performance analysis, and disclosures required under the Securities Exchange Act of 1934 for the

How to fill out form 10-q

How to fill out FORM 10-Q

1. Obtain the latest FORM 10-Q template from the SEC's website or financial reporting assistance resources.
2. Begin with the cover page, filling in the company name, address, and other identifying information.
3. Complete the introductory section with the report period and any relevant stock information.
4. Fill out Part I which includes financial statements such as the balance sheet, income statement, and cash flow statement, ensuring accuracy and compliance with GAAP.
5. Provide the Management's Discussion and Analysis (MD&A) section, discussing significant financial changes and company performance.
6. Complete any necessary disclosures regarding risk factors, controls and procedures, and other relevant matters in Part II.
7. Review the entire document for completeness and accuracy.
8. File the 10-Q electronically with the SEC through the EDGAR system by the specified deadline.

Who needs FORM 10-Q?

1. Publicly traded companies in the United States are required to submit FORM 10-Q to the SEC.
2. Investors and analysts who need interim financial statements to evaluate a company's performance.
3. Regulatory agencies that monitor compliance with financial reporting standards.
4. Creditors and lending institutions assessing a company's creditworthiness.

People Also Ask about

What triggers the filing of Form 10?

The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.

What is the difference between a 10-K and a 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

What is the difference between a Form 10-K and a Form 10-Q?

While 10K reports are due annually and must include audited financial statements, 10Q reports are due quarterly, three times a year, and include unaudited financial statements. 10Q filings provide shareholders and the public an on-going update on a company's performance over the year.

Is Form 10-Q audited?

Form 10-Q is similar to Form 10-K but less detailed. Additionally, the financial statements in a 10-Q are near the beginning of the filing, unlike the 10-K. The financial statements in a Form 10-Q are considered unaudited, unlike in the 10-K, where a full audit is performed.

Which of the following entities requires the filing of the Form 10-Q?

Yes, all U. S. public companies issuing common shares of stock that trade on exchanges are required to file Form 10-Q.

What is Form 10-Q used for?

The 10-Q provides a window into the financial health of a company. Investors can use the form to get a sense of its quarterly earnings and other elements of its operations and to compare them to previous quarters. Thus, it is a dependable performance-tracking tool.

Who signs 10-Q?

At least one complete copy of the report filed with the Commission and one such copy filed with each exchange must be manually signed on the registrant's behalf by a duly authorized officer of the registrant and by the principal financial or chief accounting officer of the registrant.

Who has to file 10-Q?

Any publicly traded company must file the Form 10-Q, along with the Form 10-K and other required filings. The SEC gives two timeframes for filing: Large accelerated and accelerated filers with a float exceeding $700 million need to submit Form 10-Q within forty days of the quarter's end.

For pdfFiller’s FAQs

What is FORM 10-Q?

FORM 10-Q is a quarterly report filed by publicly traded companies with the U.S. Securities and Exchange Commission (SEC) to provide a comprehensive overview of the company's financial performance and condition.

Who is required to file FORM 10-Q?

Publicly traded companies in the United States, including those listed on stock exchanges, are required to file FORM 10-Q.

How to fill out FORM 10-Q?

FORM 10-Q must be filled out electronically using the SEC's EDGAR system. Companies need to provide financial statements, management's discussion and analysis, and other required disclosures.

What is the purpose of FORM 10-Q?

The purpose of FORM 10-Q is to provide investors with timely and relevant financial information about a company's performance and to increase transparency in the financial markets.

What information must be reported on FORM 10-Q?

FORM 10-Q must report unaudited financial statements, management's discussion and analysis of financial condition and results of operations, and other disclosures such as legal proceedings and controls and procedures.