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Inclusion of securities for exchange trading in the regulated market In advance by Fax +49 (0) 71122298591497 BadenWrttembergische Wertpapierbrse Geschftsfhrung Listing Department Brsenstrae 4 D70174
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How to fill out inclusion of securities for:

01
Begin by providing the necessary personal information such as your full name, address, and contact details. This information helps identify you as the owner of the securities.
02
Next, accurately document the details of the securities to be included. Include the type of securities, such as stocks or bonds, along with the name of the issuing company or organization. Additionally, provide any specific identification numbers associated with the securities.
03
Describe the quantity or number of securities you wish to include. This could be in terms of shares, face value, or any other relevant unit of measurement.
04
Specify any additional documents or supporting evidence that need to be attached to the inclusion of securities form. This could include share certificates, stock transfer forms, or any other relevant paperwork.
05
Indicate the purpose for including the securities. This could be for safekeeping, investment purposes, or any other reason specified by the relevant authority or institution.
06
Sign and date the inclusion of securities form to certify that all the provided information is accurate and complete. By signing, you acknowledge your responsibility for the custody and management of the included securities.

Who needs inclusion of securities for:

01
Individuals who own stocks, bonds, or other types of securities can fill out the inclusion of securities form. This helps ensure that their ownership is properly documented and recognized.
02
Investors who wish to consolidate their securities in a single account or under a specific financial institution may need to fill out the inclusion of securities form. This allows for easier management and monitoring of their investment portfolio.
03
Companies or organizations that hold securities on behalf of their shareholders or clients may also need to fill out the inclusion of securities form. This helps maintain accurate records of the securities under their custody.
In conclusion, the inclusion of securities form is crucial for individuals, investors, and institutions who need to document and manage their ownership of stocks, bonds, or other securities. By following the step-by-step instructions provided, one can effectively fill out this form and ensure that all necessary information is provided for proper record-keeping and custody.
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The inclusion of securities is for reporting any new securities that a company wishes to include in its filing with the Securities and Exchange Commission (SEC).
Companies that are publicly traded and are required to file with the SEC are required to file the inclusion of securities.
The inclusion of securities form can be filled out electronically through the SEC's online filing system.
The purpose of inclusion of securities is to provide transparency and disclosure to investors about any new securities being issued by a company.
The inclusion of securities form typically requires information about the type of security being issued, the number of securities, and the purpose of the issuance.
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