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AUGUST 2006 INTERCONTINENTAL HOTELS UK PENSION PLAN STATEMENT OF INVESTMENT PRINCIPLES 1 INTRODUCTION 1.1 The Directors of the Trustee of the InterContinental Hotels UK Pension Plan (“the Plan “)

How to fill out statement of investment principles

How to fill out a statement of investment principles:

1. Begin by providing the necessary background information about the organization or individual who is filling out the statement of investment principles. This may include the name, mission, and objectives of the organization.
2. Clearly state the purpose of the statement of investment principles. This could be to outline the investment goals, risk tolerance, or ethical considerations that will guide the investment decisions.
3. Identify the target audience. Determine who will be reviewing or using the statement of investment principles, such as board members, trustees, or investment managers. Tailor the content to suit their needs and level of expertise.
4. Define the investment strategies and asset allocation. Describe the intended mix of investments, such as stocks, bonds, real estate, or alternative assets. Outline any specific considerations, such as socially responsible investments or diversification strategies.
5. Establish the risk management approach. Explain the methods for assessing, monitoring, and mitigating investment risks. This could include policies for conducting due diligence on investment opportunities, evaluating market conditions, or managing liquidity.
6. Discuss the performance measurement and reporting. Outline how the success of the investment strategies will be evaluated and communicated. This may involve regular reporting on financial performance, benchmarking against industry standards, or providing transparency to stakeholders.
7. Address any regulatory or legal requirements. Ensure compliance with relevant laws or regulations, such as those pertaining to fiduciary duties, disclosure obligations, or investment restrictions. Seek expert advice if needed.
8. Review and revise regularly. Understand that the statement of investment principles is a dynamic document that should be periodically updated to reflect changing circumstances or goals. Engage in regular review and consultation with stakeholders.

Who needs a statement of investment principles?

1. Institutional investors like pension funds, endowments, or foundations often require a statement of investment principles to guide their investment decision-making process. This document helps align investment activities with the organization's mission and fiduciary responsibilities.
2. Investment managers or advisors who oversee portfolios on behalf of clients may need a statement of investment principles to ensure transparency and communicate the investment strategies being employed. This helps build trust and manage expectations.
3. Individual investors or family offices who manage their own investments can benefit from having a statement of investment principles. By defining their goals, risk tolerance, and strategies, they can make more informed investment decisions and stay focused on their long-term objectives.

In summary, filling out a statement of investment principles involves providing background information, defining goals and strategies, addressing risk management and reporting, meeting regulatory requirements, and regularly reviewing and updating the document. This document is commonly used by institutional investors, investment managers, and individual investors to guide their investment decision-making.

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What is statement of investment principles?

A statement of investment principles is a document outlining the investment beliefs, objectives, and strategies of an organization's investment portfolio.

Who is required to file statement of investment principles?

Pension funds, endowments, and other institutional investors are generally required to file a statement of investment principles.

How to fill out statement of investment principles?

To fill out a statement of investment principles, one must clearly articulate the organization's investment goals, risk tolerance, asset allocation strategy, and decision-making process.

What is the purpose of statement of investment principles?

The purpose of a statement of investment principles is to provide transparency, accountability, and guidance for managing an organization's investment portfolio.

What information must be reported on statement of investment principles?

Information such as investment objectives, risk tolerance, asset allocation targets, and governance structure must be reported on a statement of investment principles.

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