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Chapter 13 SRO's, Marketplaces and Clearing Agencies 13.1 SRO's 13.1.1 OSC Staff Notice of Commission Approval MFA Housekeeping Amendments to Form 1 Financial Questionnaire and Report (IFRS) and Form
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Point by point on how to fill out mfda housekeeping amendments to:

01
Begin by carefully reviewing the instructions and guidelines provided by the MFDA (Mutual Fund Dealers Association) regarding the housekeeping amendments. Familiarize yourself with the specific requirements and obligations that need to be fulfilled.
02
Update any necessary information in the amendment form. This may include providing updated contact details, licensing information, or any other relevant changes to your business operations.
03
Ensure that you have all the required supporting documents and attachments ready for submission. These may include financial statements, compliance reports, or other necessary documentation as specified by the MFDA.
04
Double-check the accuracy and completeness of the information provided in the amendment form. Make sure all fields are filled out correctly and all required sections are addressed.
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If you have any questions or concerns during the process, reach out to the MFDA's designated contact person or support staff for assistance. They will be able to provide guidance or clarification on any uncertainties you may have.

Who needs mfda housekeeping amendments to?

01
All mutual fund dealers who are registered with the MFDA need to fill out housekeeping amendments. This includes both individual advisors and firms operating within the mutual fund industry.
02
MFDA housekeeping amendments are necessary for ensuring compliance with regulatory requirements and to keep the MFDA informed about any changes or updates to the dealer's business operations.
03
Mutual fund dealers who wish to maintain their membership with the MFDA and continue practicing in the industry should regularly review and fill out housekeeping amendments as required. This helps ensure ongoing compliance and adherence to regulatory standards.
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MFDA housekeeping amendments are updates made to MFDA regulations and requirements to ensure they remain relevant and effective.
MFDA member firms are required to file housekeeping amendments to the MFDA.
MFDA members can fill out housekeeping amendments by following the instructions provided by the MFDA on their website or through their designated channels.
The purpose of MFDA housekeeping amendments is to maintain the integrity and efficiency of the regulatory framework for MFDA member firms.
MFDA housekeeping amendments typically require firms to report any changes to their operations, policies, or procedures that may impact their compliance with MFDA regulations.
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