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Request for Comments 6.1.5 CSA Notice 81405 Request for Comment on Proposed Exemptions for Certain Capital Accumulation Plans CSA NOTICE 81405 REQUEST FOR COMMENT ON PROPOSED EXEMPTIONS FOR CERTAIN
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CSA Notice 81-405 is a form that must be filed by certain market participants in Canada to report information related to their activities in the derivatives market.
Market participants such as derivatives dealers, clearing agencies, and trade repositories are required to file CSA Notice 81-405.
CSA Notice 81-405 can be filled out electronically through the system provided by the relevant securities regulator in Canada.
The purpose of CSA Notice 81-405 is to collect data on derivatives activities in Canada to promote transparency and market integrity.
Information such as trade volume, market share, risk exposure, and counterparty relationships must be reported on CSA Notice 81-405.
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