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Rules and Policies 5.1.4 Consolidated Version OSC Rule 13502, Related Forms and Companion Policy CONSOLIDATED VERSION OSC RULE 13502, RELATED FORMS AND POLICY Note: November 28, 2003, The following
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Start by obtaining the necessary documentation:

Access the OSC website or contact the OSC directly to obtain the consolidated version of the specific rule you are looking to fill out. Ensure you have the most up-to-date version.

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The consolidated version OSC rule may be required by various individuals and entities involved in securities regulation and compliance in Ontario, Canada. This may include:
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Individuals or companies seeking to issue securities in Ontario.
02
Registrants or market participants in the securities industry.
03
Industry professionals, such as brokers, dealers, advisers, or investment fund managers.
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Investors or stakeholders aiming to understand and comply with securities regulations in Ontario.
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Consolidated version OSC rule is a set of regulations created by the Ontario Securities Commission to govern the reporting requirements of certain market participants.
Market participants such as securities dealers, advisers, and investment fund managers are required to file the consolidated version OSC rule.
Market participants can fill out the consolidated version OSC rule by providing accurate and complete information as per the guidelines provided by the Ontario Securities Commission.
The purpose of the consolidated version OSC rule is to enhance transparency and accountability in the securities market by ensuring that market participants comply with reporting requirements.
Market participants must report details of their financial activities, transactions, and compliance with regulatory requirements on the consolidated version OSC rule.
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