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SEC FORM 4-Page 1 of 1 SEC Form 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION FORM 4 OMB APPROVAL OMB Number: Washington, D.C. 20549 Check this box if no longer subject to Section 16. Form 4

How to fill out sec form 4 page

How to fill out SEC Form 4 page:

1. Start by carefully reviewing the instructions provided by the U.S. Securities and Exchange Commission (SEC) for completing Form 4. This form is used to report insider transactions, such as buying or selling of securities, by directors, officers, and beneficial owners of more than 10% of a registered class of a company's securities.
2. Begin with the identification section of the form. Provide the name of the issuer and the ticker symbol of the class of securities being reported. Include the name and address of the reporting person, their relationship to the issuer, and the date of the transaction.
3. Proceed to the transaction coding section of the form. Use the appropriate codes to describe the nature of the transaction, whether it is an acquisition, disposition, gift, or other types mentioned in the form instructions. Indicate the amount of securities involved, the price per share, and the date of the transaction.
4. Move on to the ownership section of the form. Report the number of securities owned before the transaction, as well as any changes in ownership resulting from the transaction. This includes both direct and indirect ownership, such as through options or other derivatives. Ensure accurate and complete reporting of all transactions made during the reporting period.
5. Provide details about the nature of the reporting person's ownership in the next section. Specify whether they are a beneficial owner, officer, director, or other designated role. Indicate any changes in the reporting person's position or relationship to the issuer during the year.
6. Complete the certification section of the form. The reporting person must sign and date the form, confirming that all the information provided is true, complete, and correct. Any false statements or omissions may result in penalties or legal consequences.

Who needs SEC Form 4 page?

1. Directors and officers of public companies: SEC Form 4 is primarily used by these individuals to report their transactions involving their company's securities. It helps promote transparency and provides shareholders with information about insider trading activities.
2. Beneficial owners: Individuals or entities who own more than 10% of a class of securities of a public company are also required to file Form 4 to report their ownership and transaction details.
3. Investors and analysts: SEC Form 4 filings are publicly available and can be accessed through various sources, including the SEC's EDGAR database. Investors and analysts often use this information to track insider trading activity and assess the potential impact on a company's stock price.

Note: While this answer provides a general overview of filling out SEC Form 4, it is important to consult the official instructions and regulations provided by the SEC to ensure accurate and compliant reporting.

For pdfFiller’s FAQs

What is sec form 4 page?

SEC Form 4 is a form filed with the U.S. Securities and Exchange Commission (SEC) by company insiders to report their trades of company stock.

Who is required to file sec form 4 page?

Company insiders such as officers, directors, and beneficial owners of more than 10% of a class of equity securities are required to file SEC Form 4.

How to fill out sec form 4 page?

SEC Form 4 must be filled out electronically through the SEC's EDGAR system. It requires information on the insider's identity, the details of the transaction, and the nature of ownership.

What is the purpose of sec form 4 page?

The purpose of SEC Form 4 is to provide transparency and accountability regarding insider trading activities, allowing investors to make informed decisions.

What information must be reported on sec form 4 page?

SEC Form 4 requires reporting of the insider's identity, the details of the transaction (such as date, price, and amount), and any changes in ownership.

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