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CAPSTONE TURBINE CORPORATION
Code of Business Conduct
Capstone Turbine Corporation (Capstone) strives to be the world leader in the application of
microturbine solutions for distributed generation
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How to fill out code of business conduct

How to fill out the code of business conduct:
01
Review and understand the purpose of the code: Before starting to fill out the code of business conduct, it is essential to familiarize yourself with the purpose and objectives of the code. This will help ensure that you align your responses appropriately and address the key areas of concern.
02
Involve relevant stakeholders: It is essential to include input from various stakeholders in the organization while filling out the code of business conduct. This may include employees at different levels, management, legal advisors, and any other relevant parties. Getting perspectives from different individuals will result in a more comprehensive and inclusive code.
03
Identify and prioritize ethical considerations: The code of business conduct should address various ethical considerations relevant to the organization. These may include topics such as financial integrity, conflicts of interest, equal opportunity, environmental responsibility, and more. Identify the key ethical considerations that are specific to your organization's industry or operations and prioritize them accordingly.
04
Develop clear and concise policies: Once the ethical considerations are identified, formulate clear and concise policies that clearly define the expected behaviors and actions. Each policy should be specific, measurable, achievable, relevant, and time-bound (SMART), making it easier for employees and stakeholders to understand and adhere to the code.
05
Provide examples and scenarios: To enhance the understanding of the code of business conduct, consider providing relevant examples and scenarios that illustrate how employees should handle specific situations. This will help individuals relate to the code and make better decisions when faced with ethical dilemmas.
06
Seek legal and compliance advice: It is important to consult legal and compliance professionals to ensure that the code of business conduct is in compliance with applicable laws and regulations. They can provide valuable insights and help identify any potential legal risks or gaps in the code.
Who needs a code of business conduct?
01
Organizations: All organizations, regardless of size or industry, should have a code of business conduct. It serves as a guiding document that outlines the ethical standards and expected behaviors for everyone within the organization.
02
Employees: Employees need a code of business conduct to understand the ethical expectations set forth by the organization. It helps to promote a positive work environment, mitigate risks, and ensure that employees are aware of their roles and responsibilities in upholding ethical practices.
03
Stakeholders: Stakeholders, including shareholders, investors, customers, suppliers, and other business partners, need a code of business conduct to understand the values and principles that guide the organization. It builds trust and transparency and demonstrates the organization's commitment to ethical business practices.
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What is code of business conduct?
The code of business conduct is a set of guidelines and rules outlining the ethical and legal responsibilities of a company and its employees.
Who is required to file code of business conduct?
All employees, including executives, managers, and staff, are required to abide by and follow the code of business conduct.
How to fill out code of business conduct?
The code of business conduct can be filled out by reading and understanding the guidelines provided and signing a confirmation that you will adhere to them.
What is the purpose of code of business conduct?
The purpose of the code of business conduct is to promote ethical behavior, integrity, and compliance with laws and regulations within the company.
What information must be reported on code of business conduct?
The code of business conduct may require reporting of conflicts of interest, gifts or gratuities, insider trading, and other ethical or legal concerns.
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